New Foundations is consistent

1.3 New Foundations

New Foundations is a one-sorted first-order theory based on \(\mathsf{TST}\). Its primitive propositions are equality and membership. There are no well-formedness constraints on these primitive propositions.

Its axioms are precisely the axioms of \(\mathsf{TST}\) with all type annotations erased. That is, it has an axiom of extensionality

\[ \forall x,\, \forall y,\, (\forall z,\, z \in x \leftrightarrow z \in y) \to x = y \]

and an axiom scheme of comprehension

\[ \exists x,\, \forall y,\, (y \in x \leftrightarrow \varphi (y)) \]

the latter of which is defined for those formulae \( \varphi \) that can be obtained by erasing the type annotations of a well-formed formula of \(\mathsf{TST}\). Such formulae are called stratified. To avoid the explicit dependence on \(\mathsf{TST}\), we can equivalently characterise the stratified formulae as follows. A formula \( \varphi \) is said to be stratified when there is a function \( \sigma \) from the set of variables to the nonnegative integers, in such a way that for each subformula \( \text{‘}x = y\text{’} \) of \( \varphi \) we have \( \sigma (\text{‘}x\text{’}) = \sigma (\text{‘}y\text{’}) \), and for each subformula \( \text{‘}x \in y\text{’} \) we have \( \sigma (\text{‘}x\text{’}) + 1 = \sigma (\text{‘}y\text{’}) \).

It is important to emphasise that while the axioms come from a many-sorted theory, \(\mathsf{NF}\) is not one; it is well-formed to ask if any set is a member of, or equal to, any other.

Russell’s paradox is avoided because the set \( \{ x \mid x \notin x \} \) cannot be formed; indeed, \( x \notin x \) is an unstratified formula. Note, however, that the set \( \{ x \mid x = x \} \) is well-formed, and so we have a universal set \( V \). Specker showed in [ 6 ] that \(\mathsf{NF}\) disproves the Axiom of Choice, and Hailperin showed in [ 2 ] that \(\mathsf{NF}\) is finitely axiomatisable.

While our main result is that New Foundations is consistent, we attack the problem by means of an indirection through a third theory.